Understanding the Role of Regulatory Bodies and Supervisory Authorities

This highly interactive workshop provides participants with knowledge and understanding of the role of regulatory bodies and supervisory authorities. Participants will also understand how the Central Bank of Trinidad & Tobago (CBTT), Trinidad and Tobago Securities Exchange Commission (TTSEC) and the Financial Intelligence Unit of Trinidad and Tobago (FIUTT) function based on legislation. Additionally, they will gain insight into the role of the Financial Services Ombudsman FSO) and his / her role in the claims settlement process.

 

CPD Category: Laws and Regulations – 2 CPD hours | Other relevant to the General / Long – Term Classes of Business – 2 CPD Hours

At the end of the session, participants will be able to:

• Explain the role of the financial services regulators in the authorisation, supervision and regulation of insurers and intermediaries
• Understand the role of Central Bank of Trinidad & Tobago (CBTT), Trinidad and Tobago Securities Exchange Commission (TTSEC) and the Financial Intelligence Unit of Trinidad and Tobago (FIUTT) function based on legislation.
• Understand the role of the Financial Services Ombudsman (FSO).
• Understand the role of the FSO in the claims settlement process.

Mr. Miller is a Certified Anti-Money Laundering Specialist; Fellow of the Life Management Institute; and an Associate of the Insurance Regulatory Compliance. He is an adept change manager with special experience in leveraging IT. And has a highly successful track record in Customer Relationship Management and Strategic Management and Scenario Planning. Well known among the Professional Institutions as the Industry steward and champion of improved standards (insurance and finance), he is the Past President of the Trinidad and Tobago Insurance Institute; Past President of the local LOMA Society of FLMI’s and 1st VP of the Association of Insurance Institute of the Caribbean, as well as, a graduate of the ANSA McAL Leadership Development Series. Mr Miller is no stranger to the industry.