Understanding the Role of Regulatory Bodies and Supervisory Authorities

This highly interactive workshop provides participants with knowledge and understanding of the role of regulatory bodies and supervisory authorities. Participants will also understand how the Central Bank of Trinidad & Tobago (CBTT), Trinidad and Tobago Securities Exchange Commission (TTSEC) and the Financial Intelligence Unit of Trinidad and Tobago (FIUTT) function based on legislation. Additionally, they will gain insight into the role of the Financial Services Ombudsman FSO) and his / her role in the claims settlement process.

At the end of the session, participants will be able to:

• Explain the role of the financial services regulators in the authorisation, supervision and regulation of insurers and intermediaries
• Understand the role of Central Bank of Trinidad & Tobago (CBTT), Trinidad and Tobago Securities Exchange Commission (TTSEC) and the Financial Intelligence Unit of Trinidad and Tobago (FIUTT) function based on legislation.
• Understand the role of the Financial Services Ombudsman (FSO).
• Understand the role of the FSO in the claims settlement process.