Ethical Issues in the Laws & Regulations 2

This is the second of a three (3) part series which highlights ethical issues arising out of laws and regulations and regulatory guidelines.

Ulric Miller has extensive experience in the financial services sector, having operated for over forty-five (45) years in number of senior management positions. He is a Certified Anti-Money Laundering Specialist (CAMS), holds the designation of Associate in Insurance Regulatory Compliance (AIRC), and is a Fellow of the Life Management Institute. Mr. Miller has had a long-standing relationship with the TTII, having served as President of the Council of Trustees from 2003 – 2014. He currently lectures on the TTII’s State Licencing Examinations, CCPC, and CPD Workshops, in which the many subjects he teaches includes Anti-Money Laundering & Regulatory Compliance, Long-term Insurance Business, Strategic Planning, Ethics and Customer Service. He has also served as an adept change manager with special experience in leveraging IT, possesses a highly successful track record in Customer Relationship Management, Strategic Management and Scenario Planning. His unwavering dedication to leadership and management is reflected in his service as a member on various state and private boards. Regionally, he has also held the position of 1st Vice President of the Association of Insurance Institutes of the Caribbean (AIIC).